• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSHUA J SANGALANG
CRD#: 7073536
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 240 Third Street
Suite 100
Los Altos, CA 94022-3617
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 6/19/2020

B
Massachusetts 1/4/2020

B
California 10/5/2019

B
Minnesota 6/19/2020

IA
California 11/10/2020

B
Montana 3/26/2024

B
Colorado 6/19/2020

B
Nevada 6/19/2020

B
Delaware 6/19/2020

B
New York 10/5/2019

B
Florida 10/5/2019

B
Ohio 6/19/2020

B
Georgia 6/19/2020

B
Oregon 6/19/2020

B
Hawaii 6/19/2020

B
Texas 1/4/2020

B
Illinois 6/19/2020

B
Washington 1/4/2020

IA
Indiana 9/16/2019

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
240 Third Street Suite 100, Los Altos, CA 94022-3617
Registered with this firm since 9/16/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
240 Third Street Suite 100, Los Altos, CA 94022-3617
Registered with this firm since 8/16/2019

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.