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Detailed Report
Joseph T. Hahn
Joseph T Hahn, Joseph Timothy Hahn
CRD#: 7072003
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 Dallas, TX
Registration History
201920202021202220232024202520262 FIRMS2019 - 2021 (2 years)2 FIRMS2022 - Present (2 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2023 - 2023 (<1 year)
License(s)

State Registrations

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Alabama 9/7/2022
B
Nebraska 9/7/2022
B
Alaska 9/7/2022
B
Nevada 9/7/2022
B
Arizona 9/7/2022
B
New Hampshire 9/7/2022
B
Arkansas 9/7/2022
B
New Jersey 9/7/2022
IA
California 8/31/2022
B
New Mexico 1/23/2023
B
California 9/2/2022
B
New York 9/7/2022
B
Colorado 9/7/2022
B
North Carolina 9/7/2022
B
Connecticut 9/7/2022
B
North Dakota 9/7/2022
B
Delaware 9/7/2022
B
Ohio 9/8/2022
B
District of Columbia 9/7/2022
B
Oklahoma 9/7/2022
B
Florida 9/7/2022
B
Oregon 9/7/2022
B
Georgia 9/7/2022
B
Pennsylvania 9/7/2022
B
Hawaii 9/7/2022
B
Puerto Rico 2/3/2023
B
Idaho 9/7/2022
B
Rhode Island 9/7/2022
B
Illinois 9/7/2022
B
South Carolina 9/7/2022
B
Indiana 9/7/2022
B
South Dakota 9/7/2022
B
Iowa 9/7/2022
B
Tennessee 9/7/2022
B
Kansas 9/7/2022
B
Texas 9/7/2022
B
Kentucky 9/7/2022
IA
Texas 1/24/2023
B
Louisiana 9/7/2022
B
Utah 9/7/2022
B
Maine 9/7/2022
B
Vermont 9/7/2022
B
Maryland 9/7/2022
B
Virgin Islands 1/23/2023
B
Massachusetts 9/7/2022
B
Virginia 9/7/2022
B
Michigan 9/7/2022
B
Washington 9/7/2022
B
Minnesota 9/7/2022
B
West Virginia 9/7/2022
B
Mississippi 9/7/2022
B
Wisconsin 9/7/2022
B
Missouri 9/7/2022
B
Wyoming 9/7/2022
B
Montana 9/7/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
Dallas, TX
8181 Communications Pkwy Bldg B FL 1, Plano, TX 75024
Registered with this firm since 9/1/2022
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
Dallas, TX
8181 Communications Pkwy Bldg B FL 1, Plano, TX 75024
Registered with this firm since 8/31/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
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 08/31/2023 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) SAN FRANCISCO, CA
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 06/03/2019 - 06/09/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN FRANCISCO, CA
B
 05/01/2019 - 06/09/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.