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BRIAN DUBOSE JR
BRIAN DUBOSEJR
CRD#: 7071291
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2919 ALLEN PARKWAY
9th FLOOR - RETIREMENT EDUCATION CENTER
HOUSTON, TX 77019
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
1/9/2013
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 5/7/2019

B
Missouri 2/27/2020

B
Alaska 3/4/2020

IA
Missouri 7/27/2021

B
Arizona 3/3/2020

B
Montana 2/25/2020

IA
Arizona 8/16/2021

B
Nebraska 2/26/2020

B
Arkansas 2/26/2020

B
Nevada 3/5/2020

IA
Arkansas 7/27/2021

IA
Nevada 8/11/2021

B
California 5/7/2019

B
New Hampshire 5/10/2019

B
Colorado 2/25/2020

B
New Jersey 5/7/2019

B
Connecticut 5/7/2019

B
New Mexico 2/26/2020

B
Delaware 5/15/2019

B
New York 5/7/2019

B
District of Columbia 5/7/2019

IA
New York 8/16/2021

B
Florida 5/7/2019

B
North Carolina 5/15/2019

IA
Florida 4/26/2022

B
North Dakota 2/25/2020

B
Georgia 5/7/2019

B
Ohio 2/25/2020

B
Hawaii 2/27/2020

B
Oklahoma 2/25/2020

B
Idaho 2/26/2020

B
Oregon 2/27/2020

B
Illinois 3/16/2020

B
Pennsylvania 5/7/2019

B
Indiana 2/25/2020

B
Rhode Island 5/16/2019

B
Iowa 3/5/2020

B
South Carolina 5/7/2019

B
Kansas 3/4/2020

B
South Dakota 2/28/2020

B
Kentucky 2/27/2020

B
Texas 4/18/2019

B
Louisiana 5/7/2019

IA
Texas 4/29/2019

B
Maine 5/7/2019

B
Utah 2/26/2020

B
Maryland 5/8/2019

B
Vermont 5/7/2019

B
Massachusetts 6/19/2019

B
Virginia 5/7/2019

B
Michigan 5/8/2019

B
Washington 2/26/2020

B
Minnesota 2/28/2020

B
West Virginia 5/20/2019

B
Mississippi 5/7/2019

B
Wisconsin 2/26/2020

IA
Mississippi 7/28/2021

B
Wyoming 2/27/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 4/29/2019

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 4/4/2019

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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.