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Detailed Report
DANIEL PAUL NOLAN
CRD#: 707121
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Investment Adviser
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Previous Broker
GRAYPOINT LLCCRD#: 135950 4 TOWER PLACE
SUITE 1001
ALBANY, NY 12203-3710
Registration History
1980198519901995200020052010201520202025IAGRAYPOINT LLC (CRD# 135950)2021 - Present (3 years)BMID-MARKET SECURITIES, LLC (CRD# 126750)2012 - 2019 (7 years)BTHOMASLLOYD CAPITAL LLC (CRD# 38784)2009 - 2009 (<1 year)BGOLDMAN, SACHS & CO. (CRD# 361)2005 - 2007 (2 years)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)1994 - 2005 (10 years)BMERCER ALLIED CORPORATION (CRD# 7829)1980 - 1994 (14 years)IAGRAYPOINT LLC (CRD# 135950)2021 - 2021 (<1 year)
License(s)

State Registrations

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New York 9/17/2021
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Texas 11/7/2022
Current Registration(s)
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GRAYPOINT LLC (CRD#:135950)
4 TOWER PLACE SUITE 1001, ALBANY, NY 12203-3710
Registered with this firm since 9/17/2021
Previous Registration(s)
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 08/31/2021 - 09/07/2021 GRAYPOINT LLC (CRD#:135950) ALBANY, NY
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 05/04/2012 - 05/28/2019 MID-MARKET SECURITIES, LLC (CRD#:126750) MOUNT KISCO, NY
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 03/05/2009 - 06/02/2009 THOMASLLOYD CAPITAL LLC (CRD#:38784) ALBANY, NY
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 05/17/2005 - 05/01/2007 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
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 12/09/1994 - 06/16/2005 MERCER ALLIED COMPANY, L.P. (CRD#:37404) COHOES, NY
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 04/22/1980 - 12/09/1994 MERCER ALLIED CORPORATION (CRD#:7829) ALBANY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.