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Chad Luther Stevens
CRD#: 7070265
IA
B
MERIT FINANCIAL ADVISORSCRD#: 142457 8490 E. CRESCENT PARKWAY
SUITE 110
GREENWOOD VILLAGE, CO 80111
SUITE 110
GREENWOOD VILLAGE, CO 80111
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 8490 E. Crescent Parkway
Suite 110
Greenwood Village, CO 80111
Suite 110
Greenwood Village, CO 80111
0
Disclosures
5
Years of Experience
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State Registrations
B
California 8/16/2024
B
Colorado 8/16/2024
IA
Colorado 8/18/2020
SRO Registrations
B
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IA
Registered with this firm since 8/18/2020
B
Registered with this firm since 8/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2022 - 08/16/2024 | GREENWOOD VILLAGE, CO | |
B | 03/09/2020 - 08/16/2024 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.