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J Scott Rainey
J SCOTT RAINEY, J. SCOTT RAINEY, J. SCOTT RAINEY, JOSEPH SCOTT RAINEY
CRD#: 706903
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4150 Kinross Lakes Pkwy
Richfield, OH 44286
Registration History
19801985199019952000200520102015202020252 FIRMS2008 - Present (16 years)BAXA ADVISORS, LLC (CRD# 6627)2008 - 2008 (<1 year)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1980 - 1990 (10 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1980 - 1987 (7 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1980 - 1986 (6 years)
License(s)

State Registrations

B
Arizona 1/28/2020

IA
Ohio 7/31/2008

B
Ohio 6/27/2008

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 7/31/2008

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 6/27/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/18/2008 - 06/06/2008 AXA ADVISORS, LLC (CRD#:6627) AKRON, OH
B
04/10/1980 - 10/26/1990 IDS LIFE INSURANCE COMPANY (CRD#:6321)
B
04/10/1980 - 12/14/1987 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)
B
04/10/1980 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.