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Annie Barbara Baker
CRD#: 7068819
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 109 Draper Avenue
Syracuse, NY 13219
Registration History
2020202120222023202420252026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2023 - Present (1 year)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2020 - Present (4 years)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2021 - 2021 (<1 year)
License(s)

State Registrations

B
New York 1/21/2021

IA
New York 3/9/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
109 Draper Avenue, Syracuse, NY 13219
Registered with this firm since 3/9/2023

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
109 Draper Avenue, Syracuse, NY 13219
Registered with this firm since 8/18/2020

Previous Registration(s)
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IA
01/26/2021 - 12/31/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.