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James Robert Horney
James Horney, james R Horney
CRD#: 7067795
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 20040 VENTURA BLVD.
WOODLAND HILLS, CA 91364
Registration History
20202021202220232024202520262 FIRMS2020 - 2023 (2 years)2 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
8/28/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/7/2024

B
North Carolina 10/14/2024

B
California 7/7/2023

B
Oregon 10/14/2024

IA
California 7/7/2023

B
Tennessee 10/22/2024

B
Hawaii 3/25/2024

B
Washington 11/22/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
20040 VENTURA BLVD., WOODLAND HILLS, CA 91364
1014 S WESTLAKE BLVD, STE 18, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 7/7/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
20040 VENTURA BLVD., WOODLAND HILLS, CA 91364
1014 S WESTLAKE BLVD, STE 18, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 7/7/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/16/2020 - 07/14/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
B
10/19/2020 - 07/14/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.