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DEAN LEE LOWDEN
CRD#: 7066839
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 WHITE PLAINS, NY
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 FISHKILL, NY
Registration History
20192020202120222023202420252 FIRMS2019 - 2021 (2 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 3/2/2022

B
Nebraska 3/2/2022

B
Alaska 3/2/2022

B
Nevada 3/2/2022

B
Arizona 3/2/2022

B
New Hampshire 3/2/2022

B
Arkansas 3/2/2022

B
New Jersey 3/2/2022

B
California 3/2/2022

B
New Mexico 3/2/2022

B
Colorado 3/2/2022

B
New York 3/2/2022

B
Connecticut 3/2/2022

IA
New York 3/7/2022

B
Delaware 3/2/2022

B
North Carolina 3/2/2022

B
District of Columbia 3/2/2022

B
North Dakota 3/2/2022

B
Florida 3/2/2022

B
Ohio 3/2/2022

B
Georgia 3/2/2022

B
Oklahoma 3/2/2022

B
Hawaii 3/2/2022

B
Oregon 3/2/2022

B
Idaho 3/2/2022

B
Pennsylvania 3/2/2022

B
Illinois 3/2/2022

B
Puerto Rico 3/2/2022

B
Indiana 3/2/2022

B
Rhode Island 3/2/2022

B
Iowa 3/2/2022

B
South Carolina 3/2/2022

B
Kansas 3/2/2022

B
South Dakota 3/2/2022

B
Kentucky 3/2/2022

B
Tennessee 3/2/2022

B
Louisiana 3/2/2022

B
Texas 3/2/2022

B
Maine 3/2/2022

IA
Texas 3/8/2022

B
Maryland 3/2/2022

B
Utah 3/2/2022

B
Massachusetts 3/2/2022

B
Vermont 3/2/2022

B
Michigan 3/2/2022

B
Virginia 3/2/2022

B
Minnesota 3/2/2022

B
Washington 3/2/2022

B
Mississippi 3/2/2022

B
West Virginia 3/2/2022

B
Missouri 3/2/2022

B
Wisconsin 3/2/2022

B
Montana 3/2/2022

B
Wyoming 3/2/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
WHITE PLAINS, NY
Registered with this firm since 3/7/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
FISHKILL, NY
Registered with this firm since 3/2/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/30/2019 - 12/09/2021 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) WHITE PLAINS, NY
B
03/07/2019 - 12/09/2021 PRUCO SECURITIES, LLC. (CRD#:5685) WHITE PLAINS, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.