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Jace Scott Kasteler
Jace Kasteler
CRD#: 7066348
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 33930 WEYERHAEUSER WAY S
STE 200
FEDERAL WAY, WA 98001
Registration History
201920202021202220232024202520262 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 4/19/2023

B
Nevada 4/19/2023

B
Alaska 4/19/2023

B
New Hampshire 5/15/2023

B
Arizona 4/19/2023

B
New Mexico 4/19/2023

B
California 4/19/2023

B
New York 5/15/2023

B
Colorado 4/19/2023

B
North Carolina 4/19/2023

B
Connecticut 4/19/2023

B
North Dakota 4/19/2023

B
Delaware 4/19/2023

B
Ohio 5/15/2023

B
Florida 4/19/2023

B
Oklahoma 5/15/2023

B
Georgia 4/19/2023

B
Oregon 4/19/2023

B
Hawaii 4/19/2023

B
Pennsylvania 4/19/2023

B
Idaho 4/19/2023

B
Rhode Island 4/19/2023

B
Illinois 4/19/2023

B
South Carolina 4/19/2023

B
Indiana 5/15/2023

B
South Dakota 5/15/2023

B
Iowa 8/9/2023

B
Tennessee 4/19/2023

B
Kansas 4/19/2023

B
Texas 4/19/2023

B
Maine 5/15/2023

IA
Texas 4/19/2023

B
Maryland 5/15/2023

B
Utah 4/19/2023

B
Massachusetts 5/15/2023

B
Virginia 4/19/2023

B
Michigan 4/19/2023

B
Washington 4/19/2023

B
Montana 4/19/2023

IA
Washington 4/19/2023

B
Nebraska 4/19/2023

B
Wisconsin 5/15/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
33930 WEYERHAEUSER WAY S STE 200, FEDERAL WAY, WA 98001
Registered with this firm since 4/19/2023

B
LPL FINANCIAL LLC (CRD#:6413)
33930 WEYERHAEUSER WAY S STE 200, FEDERAL WAY, WA 98001
Registered with this firm since 4/19/2023

Previous Registration(s)
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IA
07/29/2019 - 04/25/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TACOMA, WA
B
05/07/2019 - 04/25/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TACOMA, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.