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Daniel Harris Wallach
Daniel Wallach
CRD#: 7066346
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 3/24/2022

B
Nebraska 3/24/2022

B
Alaska 3/24/2022

B
Nevada 9/9/2019

B
Arizona 11/22/2019

B
New Hampshire 3/24/2022

B
Arkansas 3/6/2020

B
New Jersey 3/24/2022

B
California 12/16/2019

B
New Mexico 9/9/2019

B
Colorado 7/24/2019

B
New York 1/15/2020

B
Connecticut 3/24/2022

B
North Carolina 3/24/2022

B
Delaware 3/24/2022

B
North Dakota 3/24/2022

B
District of Columbia 3/24/2022

B
Ohio 3/24/2022

B
Florida 9/10/2019

B
Oklahoma 7/24/2019

B
Georgia 12/16/2019

B
Oregon 3/24/2022

B
Hawaii 3/24/2022

B
Pennsylvania 8/22/2019

B
Idaho 10/24/2019

B
Puerto Rico 3/24/2022

B
Illinois 1/7/2020

B
Rhode Island 12/16/2019

B
Indiana 3/24/2022

B
South Carolina 3/24/2022

B
Iowa 3/24/2022

B
South Dakota 3/24/2022

B
Kansas 3/24/2022

B
Tennessee 3/25/2022

B
Kentucky 3/24/2022

B
Texas 6/17/2019

B
Louisiana 7/24/2019

IA
Texas 6/17/2019

B
Maine 2/18/2020

B
Utah 8/23/2019

B
Maryland 3/24/2022

B
Vermont 3/24/2022

B
Massachusetts 2/17/2022

B
Virgin Islands 3/24/2022

B
Michigan 3/24/2022

B
Virginia 3/24/2022

B
Minnesota 3/24/2022

B
Washington 3/24/2022

B
Mississippi 12/13/2019

B
West Virginia 5/7/2020

B
Missouri 11/21/2019

B
Wisconsin 3/24/2022

B
Montana 3/24/2022

B
Wyoming 7/24/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 6/17/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 4/4/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.