• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MITCHELL TAYLOR WALTERS
Mitch Taylor Walters, Mitchell Walters
CRD#: 7065716
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 HOWE DRIVE
COVINGTON, KY 41015-5000
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 100 HOWE DRIVE
COVINGTON, KY 41015
Registration History
20192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2024 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 6/11/2019

B
Nebraska 6/11/2019

B
Alaska 6/11/2019

B
Nevada 6/11/2019

B
Arizona 6/11/2019

B
New Hampshire 6/11/2019

B
Arkansas 6/11/2019

B
New Jersey 6/11/2019

B
California 6/11/2019

B
New Mexico 6/11/2019

B
Colorado 6/11/2019

B
New York 6/11/2019

B
Connecticut 6/11/2019

B
North Carolina 6/11/2019

B
Delaware 6/11/2019

B
North Dakota 6/11/2019

B
District of Columbia 6/11/2019

B
Ohio 6/12/2019

B
Florida 6/11/2019

IA
Ohio 1/29/2024

B
Georgia 6/11/2019

B
Oklahoma 6/11/2019

B
Hawaii 6/11/2019

B
Oregon 6/11/2019

B
Idaho 6/11/2019

B
Pennsylvania 6/11/2019

B
Illinois 6/11/2019

B
Puerto Rico 6/11/2019

B
Indiana 6/11/2019

B
Rhode Island 6/11/2019

B
Iowa 6/11/2019

B
South Carolina 6/11/2019

B
Kansas 6/11/2019

B
South Dakota 6/11/2019

B
Kentucky 6/10/2019

B
Tennessee 6/11/2019

IA
Kentucky 1/26/2024

B
Texas 6/11/2019

B
Louisiana 6/11/2019

IA
Texas 1/26/2024

B
Maine 6/11/2019

B
Utah 6/11/2019

B
Maryland 6/11/2019

B
Vermont 6/11/2019

B
Massachusetts 6/11/2019

B
Virgin Islands 6/11/2019

B
Michigan 6/11/2019

B
Virginia 6/11/2019

B
Minnesota 6/11/2019

B
Washington 6/11/2019

B
Mississippi 6/11/2019

B
West Virginia 6/11/2019

B
Missouri 6/11/2019

B
Wisconsin 6/11/2019

B
Montana 6/11/2019

B
Wyoming 6/11/2019

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
100 HOWE DRIVE, COVINGTON, KY 41015-5000
Registered with this firm since 1/26/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
100 HOWE DRIVE, COVINGTON, KY 41015
CINCINNATI, OH
Registered with this firm since 6/3/2019

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.