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RACHEL PATEL
RACHEL ASIT PATEL
CRD#: 7065410
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2 PICKWICK PLZ
GREENWICH, CT 06830
Registration History
20202021202220232024202520262 FIRMS2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - 2022 (1 year)
License(s)

State Registrations

B
Arizona 1/3/2024

B
Missouri 3/8/2024

B
California 8/29/2022

B
Nevada 10/25/2023

B
Colorado 8/29/2022

B
New Hampshire 8/29/2022

B
Connecticut 7/18/2022

B
New Jersey 8/29/2022

IA
Connecticut 8/26/2022

B
New York 8/29/2022

B
Delaware 3/8/2024

B
North Carolina 8/29/2022

B
District of Columbia 8/29/2022

B
Ohio 8/29/2022

B
Florida 8/29/2022

B
Oregon 3/8/2024

B
Georgia 6/9/2023

B
Pennsylvania 8/29/2022

B
Idaho 3/8/2024

B
Rhode Island 6/18/2024

B
Illinois 8/29/2022

B
South Carolina 3/8/2024

B
Indiana 3/8/2024

B
Tennessee 8/29/2022

B
Louisiana 3/8/2024

IA
Texas 8/29/2022

B
Maine 3/8/2024

B
Texas 1/16/2023

B
Maryland 8/29/2022

B
Virginia 8/29/2022

B
Massachusetts 8/29/2022

B
Washington 8/29/2022

B
Michigan 3/8/2024

B
Wisconsin 3/8/2024

B
Minnesota 3/8/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2 PICKWICK PLZ, GREENWICH, CT 06830
Registered with this firm since 8/26/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2 PICKWICK PLZ, GREENWICH, CT 06830
Registered with this firm since 7/18/2022

Previous Registration(s)
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B
09/09/2020 - 04/13/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.