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RODOLFO RUIZ
Rudy Ruiz
CRD#: 7063905
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 533 W CHANNEL ISLANDS BLVD
PORT HUENEME, CA 93041
Registration History
2019202020212022202320242025IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 6/29/2021

B
New Jersey 12/12/2023

B
California 4/18/2019

B
New Mexico 12/12/2023

IA
California 3/19/2021

B
North Carolina 12/12/2023

B
Florida 12/12/2023

B
Ohio 12/13/2023

B
Idaho 12/12/2023

B
Oregon 12/12/2023

B
Indiana 7/18/2022

B
South Carolina 12/12/2023

B
Kansas 12/12/2023

B
Tennessee 12/12/2023

B
Kentucky 12/12/2023

B
Texas 8/10/2023

B
Montana 12/12/2023

B
Utah 12/12/2023

B
Nevada 7/15/2022

B
Virginia 12/12/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
533 W CHANNEL ISLANDS BLVD, PORT HUENEME, CA 93041
487 CARMEN DR, CAMARILLO, CA 93010
Registered with this firm since 3/19/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
533 W CHANNEL ISLANDS BLVD, PORT HUENEME, CA 93041
487 CARMEN DR, CAMARILLO, CA 93010
Registered with this firm since 4/8/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.