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DALE SCOTT WHITE
CRD#: 706343
IA
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AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 222 Central Park Ave Ste 1920
Virginia Beach, VA 23462-3037
Virginia Beach, VA 23462-3037
0
Disclosures
36
Years of Experience
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State Registrations
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Virginia 10/23/2012
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Virginia 10/23/2012
SRO Registrations
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Registered with this firm since 10/23/2012
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Registered with this firm since 9/25/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/07/1992 - 12/31/2003 | SUFFOLK, VA | |
B | 05/14/1990 - 05/18/1992 | NEW YORK, NY | |
B | 05/15/1984 - 05/23/1990 | NEW YORK, NY | |
B | 03/24/1980 - 05/15/1984 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.