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Sean Giovanniello
SEAN ANTHONY GIOVANNIELLO
CRD#: 7060691
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8181 Communications Pkwy Bldg F
Floor 04
Plano, TX 75024
Registration History
201920202021202220232024202520262 FIRMS2021 - Present (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - 2020 (1 year)
License(s)

State Registrations

B
Alabama 1/11/2021

B
Nebraska 1/11/2021

B
Alaska 1/11/2021

B
Nevada 1/11/2021

B
Arizona 1/11/2021

B
New Hampshire 1/11/2021

B
Arkansas 1/11/2021

B
New Jersey 1/11/2021

B
California 1/11/2021

B
New Mexico 1/11/2021

B
Colorado 1/11/2021

B
New York 1/11/2021

B
Connecticut 1/11/2021

B
North Carolina 1/11/2021

B
Delaware 1/11/2021

B
North Dakota 1/11/2021

B
District of Columbia 1/11/2021

B
Ohio 1/12/2021

B
Florida 1/11/2021

B
Oklahoma 1/11/2021

B
Georgia 1/11/2021

B
Oregon 1/11/2021

B
Hawaii 1/11/2021

B
Pennsylvania 1/11/2021

B
Idaho 1/11/2021

B
Puerto Rico 1/11/2021

B
Illinois 1/11/2021

B
Rhode Island 1/11/2021

B
Indiana 1/11/2021

B
South Carolina 1/11/2021

B
Iowa 1/11/2021

B
South Dakota 1/11/2021

B
Kansas 1/11/2021

B
Tennessee 1/11/2021

B
Kentucky 1/11/2021

B
Texas 1/11/2021

B
Louisiana 1/11/2021

IA
Texas 1/11/2021

B
Maine 1/11/2021

B
Utah 1/11/2021

B
Maryland 1/11/2021

B
Vermont 1/11/2021

B
Massachusetts 1/11/2021

B
Virgin Islands 1/11/2021

B
Michigan 1/11/2021

B
Virginia 1/11/2021

B
Minnesota 1/11/2021

B
Washington 1/11/2021

B
Mississippi 1/11/2021

B
West Virginia 1/11/2021

B
Missouri 1/11/2021

B
Wisconsin 1/11/2021

B
Montana 1/11/2021

B
Wyoming 1/11/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy Bldg F Floor 04, Plano, TX 75024
Dallas, TX
Registered with this firm since 1/11/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy Bldg F Floor 04, Plano, TX 75024
Dallas, TX
Registered with this firm since 1/11/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/20/2019 - 11/26/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.