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MARCIA CARL SIMPKINS
MARCIA KATE HARRISON
CRD#: 706068
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1700 K ST NW STE 875
WASHINGTON, DC 20006
Registration History
1980198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)1991 - Present (34 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - Present (25 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1980 - 1999 (19 years)
License(s)

State Registrations

B
Alabama 6/17/2013

B
Maryland 10/1/1999

B
Alaska 6/17/2013

IA
Maryland 11/9/2023

B
Arizona 4/8/2005

B
Massachusetts 10/1/1999

B
California 10/1/1999

B
Michigan 5/26/2005

B
Colorado 1/10/2017

B
Minnesota 6/18/2004

B
Connecticut 3/21/2014

B
New Jersey 10/1/1999

B
Delaware 10/1/1999

B
New York 10/1/1999

IA
District of Columbia 12/19/1996

B
North Carolina 10/1/1999

B
District of Columbia 10/1/1999

B
Ohio 10/1/1999

B
Florida 10/1/1999

B
Pennsylvania 10/1/1999

B
Georgia 10/1/1999

B
South Carolina 10/20/2009

B
Illinois 9/22/2021

B
Virginia 10/1/1999

B
Indiana 10/1/1999

B
Washington 11/12/2007

B
Kentucky 5/12/2011

B
West Virginia 8/23/2017

B
Maine 10/1/1999

B
Wisconsin 2/17/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1700 K ST NW STE 875, WASHINGTON, DC 20006
2350 W JOPPA RD GREENSPRING CENTER, LUTHERVILLE, MD 21093
Registered with this firm since 1/17/1991

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1700 K ST NW STE 875, WASHINGTON, DC 20006
2350 W JOPPA RD GREENSPRING CENTER, LUTHERVILLE, MD 21093
Registered with this firm since 10/1/1999

Previous Registration(s)
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B
03/21/1980 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.