Individual Firm
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ARIANA CAMPOS
Ariana Medina
CRD#: 7060594
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2910 N SEPULVEDA BLVD
MANHATTAN BEACH, CA 90266
MANHATTAN BEACH, CA 90266
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10/1/2016
Financial
Final
6/1/2016
Financial
Final
State Registrations
B
California 8/11/2023
B
Nevada 3/18/2025
IA
California 8/11/2023
B
Texas 3/5/2025
B
Missouri 2/26/2025
IA
Texas 3/5/2025
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 8/11/2023
B
Registered with this firm since 8/11/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/04/2021 - 04/24/2023 | LONG BEACH, CA | |
B | 04/05/2019 - 04/24/2023 | LONG BEACH, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.