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ROBERT THOMAS BERNARD
ROB BERNARD
CRD#: 705891
IA
Investment Adviser
B
Broker
FINANCIAL SENSE ADVISORS, INC.CRD#: 111090 Jensen Beach, FL
FINANCIAL SENSE SECURITIES, INC.CRD#: 39301 Jensen Beach, FL
Registration History
19801985199019952000200520102015202020252 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (1 year)BFINANCIAL SENSE SECURITIES, INC. (CRD# 39301)2016 - Present (8 years)IAFINANCIAL SENSE ADVISORS, INC. (CRD# 111090)2011 - Present (13 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2017 (<1 year)BPUPLAVA SECURITIES, INC. (CRD# 39301)2011 - 2016 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 2000 (5 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1992 - 1995 (3 years)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1993 - 1993 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1980 - 1992 (12 years)
Disclosure(s)
View By:
5/14/2008
Customer Dispute
Denied
12/24/1996
Customer Dispute
Settled
6/24/1991
Customer Dispute
Settled
License(s)

State Registrations

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California 4/11/2011

IA
Florida 4/22/2022

B
California 12/23/2016

B
Texas 2/10/2017

B
Florida 7/10/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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FINANCIAL SENSE SECURITIES, INC. (CRD#:39301)
Jensen Beach, FL
Registered with this firm since 12/22/2016

IA
FINANCIAL SENSE ADVISORS, INC. (CRD#:111090)
Jensen Beach, FL
Registered with this firm since 4/11/2011

Previous Registration(s)
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B
08/01/2016 - 01/11/2017 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
04/08/2011 - 08/19/2016 PUPLAVA SECURITIES, INC. (CRD#:39301) SAN DIEGO, CA
IA
06/01/2009 - 04/18/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAN DIEGO, CA
B
06/01/2009 - 04/18/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN DIEGO, CA
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
IA
06/05/2000 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SAN DIEGO, CA
B
05/30/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SAN DIEGO, CA
B
06/01/1995 - 06/02/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
05/15/1992 - 05/18/1995 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
09/23/1993 - 11/24/1993 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
B
03/20/1980 - 04/24/1992 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.