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Ronald STEVEN Thomas
CRD#: 705878
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
DALLAS, TX 75240
Registration History
1980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - Present (41 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - Present (44 years)
License(s)

State Registrations

B
Alabama 10/6/2017

B
Nevada 4/15/2019

B
Alaska 9/29/2005

B
New Hampshire 7/1/2021

B
Arizona 3/5/2013

B
New Jersey 8/3/1988

B
Arkansas 2/15/1984

B
New Mexico 9/8/1994

B
California 3/24/1984

B
New York 5/20/2015

B
Colorado 5/14/2014

B
North Carolina 2/27/2003

B
District of Columbia 1/18/2023

B
Ohio 10/9/2017

B
Florida 3/11/1986

B
Oklahoma 3/27/1991

B
Georgia 1/2/2013

B
Pennsylvania 3/19/2019

B
Hawaii 6/13/2019

B
Rhode Island 4/20/2015

B
Illinois 10/6/2017

B
South Carolina 11/1/1996

B
Indiana 10/9/2017

B
South Dakota 10/6/2017

B
Kansas 9/21/2022

B
Tennessee 12/17/2024

B
Maryland 10/16/2023

B
Texas 8/23/1983

B
Massachusetts 5/14/2014

IA
Texas 8/23/1983

B
Michigan 1/20/2023

B
Utah 4/14/2004

B
Mississippi 10/6/2017

B
Virginia 8/26/2009

B
Missouri 8/26/1983

B
Washington 11/5/1987

B
Nebraska 7/17/2001

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 8/23/1983

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 3/18/1980

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.