Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Eduardo Andres Ramirez Cruz
Eduardo A Ramirez, Eduardo Andres Ramirez Ramirez
CRD#: 7058293
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 8699 NORTHWEST 36TH ST
FL 2
DORAL, FL 33166
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 8699 NORTHWEST 36TH ST
FL 2
DORAL, FL 33166
Registration History
201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2023 - Present (2 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 5/12/2023
B
Montana 5/12/2023
B
Alaska 5/12/2023
B
Nebraska 5/12/2023
B
Arizona 5/12/2023
B
Nevada 5/12/2023
B
Arkansas 5/12/2023
B
New Hampshire 5/12/2023
B
California 5/12/2023
B
New Jersey 5/12/2023
B
Colorado 5/12/2023
B
New Mexico 5/12/2023
B
Connecticut 5/12/2023
B
New York 5/12/2023
B
Delaware 5/12/2023
B
North Carolina 5/12/2023
B
District of Columbia 5/12/2023
B
North Dakota 5/12/2023
B
Florida 9/27/2022
B
Ohio 5/15/2023
IA
Florida 3/25/2023
B
Oklahoma 5/12/2023
B
Georgia 5/12/2023
B
Oregon 5/12/2023
B
Hawaii 5/12/2023
B
Pennsylvania 5/12/2023
B
Idaho 5/12/2023
B
Puerto Rico 5/12/2023
B
Illinois 5/12/2023
B
Rhode Island 5/12/2023
B
Indiana 5/12/2023
B
South Carolina 5/12/2023
B
Iowa 5/12/2023
B
South Dakota 5/12/2023
B
Kansas 5/12/2023
B
Tennessee 5/12/2023
B
Kentucky 5/12/2023
B
Texas 5/12/2023
B
Louisiana 5/12/2023
B
Utah 5/12/2023
B
Maine 5/12/2023
B
Vermont 5/12/2023
B
Maryland 5/12/2023
B
Virgin Islands 5/12/2023
B
Massachusetts 5/12/2023
B
Virginia 5/12/2023
B
Michigan 5/12/2023
B
Washington 5/12/2023
B
Minnesota 5/12/2023
B
West Virginia 5/12/2023
B
Mississippi 5/12/2023
B
Wisconsin 5/12/2023
B
Missouri 5/12/2023
B
Wyoming 5/12/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
8699 NORTHWEST 36TH ST FL 2, DORAL, FL 33166
Registered with this firm since 3/25/2023
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
8699 NORTHWEST 36TH ST FL 2, DORAL, FL 33166
MIAMI, FL
Registered with this firm since 9/27/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/23/2019 - 10/07/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
 06/28/2019 - 10/07/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.