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TERRY LEE BEATTIE
CRD#: 705786
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
19801985199019952000200520102015202020252 FIRMS2009 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - 2009 (28 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 2009 (25 years)
License(s)

State Registrations

B
Alabama 11/19/2021

B
Minnesota 8/7/2018

B
Arizona 8/7/2018

B
Missouri 1/5/2010

B
Arkansas 8/7/2018

B
Nevada 2/23/2015

B
California 1/29/2009

B
New Hampshire 3/23/2017

B
Colorado 4/10/2018

B
New Mexico 3/4/2015

B
Connecticut 3/4/2015

B
New York 5/17/2012

B
Delaware 8/7/2018

B
North Carolina 1/29/2009

B
District of Columbia 2/25/2022

IA
North Carolina 11/24/2009

B
Florida 3/13/2014

B
Ohio 3/4/2015

B
Georgia 11/2/2009

B
Oklahoma 1/29/2009

B
Idaho 3/4/2015

B
Pennsylvania 3/5/2015

B
Illinois 3/4/2015

B
South Carolina 1/12/2012

B
Iowa 8/7/2018

B
Tennessee 1/29/2009

B
Louisiana 1/3/2020

B
Texas 1/29/2009

B
Maryland 3/4/2015

IA
Texas 1/29/2009

B
Massachusetts 3/4/2015

B
Virginia 1/29/2009

B
Michigan 4/18/2011

B
Washington 3/4/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Banner Elk, NC
Registered with this firm since 1/29/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Banner Elk, NC
Registered with this firm since 1/29/2009

Previous Registration(s)
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IA
08/23/1983 - 01/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
03/18/1980 - 01/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.