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KEVIN JAMES SHULTIS
Kevin James Shultis, Kevin Shultis
CRD#: 7056774
IA
B
WELLS FARGO ADVISORSCRD#: 11025 7200 WISCONSIN AVE
STE 903
BETHESDA, MD 20814
STE 903
BETHESDA, MD 20814
0
Disclosures
4
Years of Experience
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State Registrations
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Alabama 2/7/2022
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Montana 3/31/2025
B
Alaska 3/31/2025
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Nebraska 2/7/2022
B
Arizona 2/7/2022
B
Nevada 3/31/2025
B
Arkansas 3/31/2025
B
New Hampshire 2/7/2022
B
California 2/7/2022
B
New Jersey 2/7/2022
B
Colorado 2/7/2022
B
New Mexico 2/7/2022
B
Connecticut 2/7/2022
B
New York 2/7/2022
B
Delaware 2/7/2022
B
North Carolina 2/7/2022
B
District of Columbia 2/7/2022
B
Ohio 2/8/2022
B
Florida 2/7/2022
B
Oklahoma 3/31/2025
B
Georgia 2/7/2022
B
Oregon 2/7/2022
B
Hawaii 2/7/2022
B
Pennsylvania 2/7/2022
B
Illinois 2/7/2022
B
Rhode Island 2/7/2022
B
Indiana 2/7/2022
B
South Carolina 2/7/2022
B
Kansas 2/7/2022
B
South Dakota 3/31/2025
B
Louisiana 3/31/2025
B
Tennessee 1/6/2025
B
Maine 2/7/2022
B
Texas 2/7/2022
B
Maryland 12/8/2021
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Texas 2/8/2022
IA
Maryland 12/8/2021
B
Utah 2/7/2022
B
Massachusetts 2/7/2022
B
Virginia 2/7/2022
B
Michigan 2/7/2022
B
Washington 2/7/2022
B
Minnesota 2/7/2022
B
West Virginia 2/7/2022
B
Missouri 3/31/2025
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Wisconsin 3/31/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/8/2021
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Registered with this firm since 12/8/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2020 - 11/30/2020 | HUNT VALLEY, MD | |
B | 01/13/2020 - 11/30/2020 | HUNT VALLEY, MD | |
IA | 10/17/2019 - 01/06/2020 | HUNT VALLEY, MD | |
B | 09/13/2019 - 01/06/2020 | HUNT VALLEY, MD |
HUNT VALLEY, MD
10/17/2019 - 01/06/2020
HUNT VALLEY, MD
09/13/2019 - 01/06/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.