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Detailed Report
Logan Michael Ben
CRD#: 7056428
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6601 Boulder Brook Ct
Dubuque, IA 52003
Registration History
20192020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2019 - Present (5 years)
License(s)

State Registrations

B
Alaska 1/24/2023
B
Kansas 3/24/2023
B
California 3/3/2022
B
Minnesota 2/7/2023
B
Colorado 1/4/2024
B
New Mexico 3/23/2023
B
Illinois 6/16/2020
B
Oklahoma 3/3/2022
B
Iowa 6/16/2020
B
Oregon 4/9/2024
IA
Iowa 6/16/2020
B
Wisconsin 6/16/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6601 Boulder Brook Ct, Dubuque, IA 52003
Durango, IA
Registered with this firm since 6/16/2020
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6601 Boulder Brook Ct, Dubuque, IA 52003
Durango, IA
Registered with this firm since 8/30/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.