• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DANIEL PATRICK HEENAN
CRD#: 705598
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 130 N. 18th Street
One Logan Square, 17th Floor
Philadelphia, PA 19103-6933
Registration History
19801985199019952000200520102015202020252 FIRMS2011 - 2017 (6 years)2 FIRMS2017 - Present (7 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2001 - 2011 (10 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2001 - 2001 (<1 year)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2000 (1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1991 - 1999 (8 years)BBUTCHER & SINGER INC. (CRD# 6517)1990 - 1991 (<1 year)BW. H. NEWBOLD'S SON & CO./HOPP... (CRD# 7575)1989 - 1990 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - 1989 (9 years)IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2006 - 2011 (5 years)
License(s)

State Registrations

B
Arizona 7/13/2017

B
New York 7/13/2017

B
California 7/13/2017

B
North Carolina 7/13/2017

B
Colorado 7/13/2017

B
Pennsylvania 6/22/2017

B
Connecticut 7/13/2017

IA
Pennsylvania 6/22/2017

B
Delaware 7/13/2017

B
South Carolina 7/13/2017

B
District of Columbia 7/13/2017

B
Tennessee 7/13/2017

B
Florida 7/13/2017

B
Texas 7/13/2017

B
Georgia 7/13/2017

IA
Texas 3/20/2018

B
Illinois 7/13/2017

B
Utah 7/13/2017

B
Maryland 7/13/2017

B
Vermont 7/13/2017

B
Massachusetts 7/13/2017

B
Virginia 7/13/2017

B
Nevada 7/13/2017

B
Washington 7/13/2017

B
New Jersey 7/13/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
Registered with this firm since 6/22/2017

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
Registered with this firm since 6/22/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/20/2011 - 06/23/2017 OPPENHEIMER & CO. INC. (CRD#:249) JENKINTOWN, PA
B
06/20/2011 - 06/23/2017 OPPENHEIMER & CO. INC. (CRD#:249) JENKINTOWN, PA
IA
05/30/2006 - 06/23/2011 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) WYNCOTE, PA
B
03/12/2001 - 06/23/2011 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) WYNCOTE, PA
B
01/03/2001 - 03/13/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
10/01/1999 - 12/13/2000 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
01/01/1991 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
07/16/1990 - 01/01/1991 BUTCHER & SINGER INC. (CRD#:6517)
B
04/03/1989 - 07/19/1990 W. H. NEWBOLD'S SON & CO./HOPPER SOLIDAY & CO., INC. (CRD#:7575)
B
02/22/1980 - 04/10/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.