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Detailed Report
Basel Alwawi
CRD#: 7055493
IA
Investment Adviser
B
Broker
SANCTUARY ADVISORS, LLCCRD#: 226606 209 S LASALLE
STE 970
CHICAGO, IL 60604
SANCTUARY SECURITIES, INC.CRD#: 205 209 S LASALLE
STE 970
CHICAGO, IL 60604
Registration History
2021202220232024202520262 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 4/28/2023
B
Nevada 4/28/2023
B
Arkansas 4/28/2023
B
New Jersey 4/28/2023
B
California 4/28/2023
B
New York 4/28/2023
B
Colorado 4/28/2023
B
North Carolina 4/28/2023
B
Florida 4/28/2023
B
Oregon 4/28/2023
B
Hawaii 4/28/2023
B
Pennsylvania 4/28/2023
B
Illinois 4/28/2023
B
South Carolina 4/28/2023
IA
Illinois 4/28/2023
B
Tennessee 4/28/2023
B
Indiana 4/28/2023
B
Texas 4/28/2023
B
Iowa 4/28/2023
IA
Texas 4/28/2023
B
Kentucky 4/28/2023
B
Utah 4/28/2023
B
Maryland 4/28/2023
B
Virginia 4/28/2023
B
Massachusetts 4/28/2023
B
Washington 4/28/2023
B
Michigan 4/28/2023
B
Wisconsin 4/28/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
SANCTUARY SECURITIES, INC. (CRD#:205)
209 S LASALLE STE 970, CHICAGO, IL 60604
209 S LASALLE STE 970, CHICAGO, IL 60604
Registered with this firm since 4/28/2023
IA
SANCTUARY ADVISORS, LLC (CRD#:226606)
209 S LASALLE STE 970, CHICAGO, IL 60604
Registered with this firm since 4/28/2023
Previous Registration(s)
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IA
 11/22/2021 - 05/01/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
 03/08/2021 - 05/01/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.