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Milton Ivan Alvarez Jr
MILTON IVAN ALVAREZ JR, MILTON ALVAREZ, Milton Ivan Alvarez
CRD#: 7055005
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3700 BUFFALO SPEEDWAY
HOUSTON, TX 77098
Registration History
201920202021202220232024202520262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 1/16/2023

B
Nebraska 9/10/2021

B
Alaska 9/11/2024

B
Nevada 10/5/2022

B
Arizona 3/5/2021

B
New Jersey 3/5/2021

B
Arkansas 1/9/2023

B
New Mexico 6/15/2021

B
California 3/5/2021

B
New York 3/5/2021

B
Colorado 3/5/2021

B
North Carolina 3/5/2021

B
Connecticut 3/5/2021

B
North Dakota 1/16/2023

B
Delaware 9/7/2021

B
Ohio 9/7/2021

B
District of Columbia 9/7/2021

B
Oklahoma 3/5/2021

B
Florida 3/5/2021

B
Oregon 7/31/2024

B
Georgia 3/5/2021

B
Pennsylvania 3/5/2021

B
Illinois 3/5/2021

B
South Carolina 3/5/2021

B
Indiana 9/15/2022

B
Tennessee 3/5/2021

B
Kansas 3/15/2023

B
Texas 3/4/2021

B
Kentucky 1/16/2023

IA
Texas 3/4/2021

B
Louisiana 3/5/2021

B
Utah 3/5/2021

B
Maine 3/5/2021

B
Vermont 7/3/2023

B
Maryland 6/18/2021

B
Virginia 6/15/2021

B
Massachusetts 3/5/2021

B
Washington 6/15/2021

B
Michigan 1/16/2023

B
West Virginia 4/1/2022

B
Minnesota 1/16/2023

B
Wisconsin 3/5/2021

B
Missouri 3/5/2021

B
Wyoming 8/1/2023

B
Montana 1/16/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 3/4/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 3/4/2021

Previous Registration(s)
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IA
06/07/2019 - 03/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HUMBLE, TX
B
04/04/2019 - 03/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HUMBLE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.