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Sotirios Sotiropoulos
Reese Sotiropoulos
CRD#: 7054308
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 75 ROCKEFELLER PLZ
NEW YORK, NY 10019
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 7/2/2019

B
New Jersey 2/3/2020

IA
California 1/12/2021

B
New York 4/29/2019

B
Connecticut 6/11/2019

IA
New York 4/19/2021

IA
Connecticut 6/11/2019

B
North Carolina 11/1/2019

B
Florida 12/10/2019

B
Ohio 12/16/2019

B
Georgia 12/10/2019

B
Oregon 12/9/2021

B
Illinois 11/4/2019

B
Texas 11/4/2019

B
Maryland 11/4/2019

IA
Texas 11/4/2019

B
Massachusetts 12/16/2019

B
Virginia 12/16/2019

B
Michigan 11/1/2019

B
Washington 12/16/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
75 ROCKEFELLER PLZ, NEW YORK, NY 10019
Glendale, CA
Registered with this firm since 6/11/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
75 ROCKEFELLER PLZ, NEW YORK, NY 10019
Glendale, CA
Registered with this firm since 4/29/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.