Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Richard Anthony Ryan
Richard Ryan
CRD#: 7053181
IA
Investment Adviser
B
Broker
EATON VANCE MANAGEMENTCRD#: 104859 ONE POST OFFICE SQUARE
BOSTON, MA 02109
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 1 Post Office Square
BOSTON, MA 02109
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Indiana 9/1/2021
IA
Massachusetts 7/21/2021
B
Kentucky 9/1/2021
B
Massachusetts 9/10/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EATON VANCE MANAGEMENT (CRD#:104859)
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Registered with this firm since 7/21/2021
B
EATON VANCE DISTRIBUTORS, INC. (CRD#:37731)
1 Post Office Square, BOSTON, MA 02109
Registered with this firm since 3/25/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.