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Detailed Report
Renee Dunn
LRENEE DUNN, L Renee Dunn, Leslie Renee Dunn, Leslie Dunn, Leslie Renee Dunn…
CRD#: 7052600
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 225 N 9TH ST
CORP EMPLOYEE BANKING AND INVESTMENTS
BOISE, ID 83702
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 12/12/2021
B
Nebraska 12/12/2021
B
Alaska 12/12/2021
B
Nevada 12/12/2021
B
Arizona 12/12/2021
B
New Hampshire 12/12/2021
B
Arkansas 12/12/2021
B
New Jersey 12/12/2021
B
California 12/12/2021
B
New Mexico 12/12/2021
B
Colorado 12/12/2021
B
New York 12/12/2021
B
Connecticut 12/12/2021
B
North Carolina 12/12/2021
B
Delaware 12/12/2021
B
North Dakota 12/12/2021
B
District of Columbia 12/12/2021
B
Ohio 12/13/2021
B
Florida 12/12/2021
B
Oklahoma 12/12/2021
B
Georgia 12/12/2021
B
Oregon 12/12/2021
B
Hawaii 12/12/2021
B
Pennsylvania 12/12/2021
IA
Idaho 6/25/2019
B
Puerto Rico 12/12/2021
B
Idaho 12/12/2021
B
Rhode Island 12/12/2021
B
Illinois 12/12/2021
B
South Carolina 12/12/2021
B
Indiana 12/12/2021
B
South Dakota 12/12/2021
B
Iowa 12/12/2021
B
Tennessee 12/12/2021
B
Kansas 12/12/2021
IA
Texas 7/23/2019
B
Kentucky 12/12/2021
B
Texas 12/12/2021
B
Louisiana 12/12/2021
B
Utah 10/6/2020
B
Maine 12/12/2021
IA
Utah 10/6/2020
B
Maryland 12/12/2021
B
Vermont 12/12/2021
B
Massachusetts 12/12/2021
B
Virgin Islands 12/12/2021
B
Michigan 12/12/2021
B
Virginia 12/12/2021
B
Minnesota 12/12/2021
B
Washington 12/12/2021
B
Mississippi 12/12/2021
B
West Virginia 12/12/2021
B
Missouri 12/12/2021
B
Wisconsin 12/12/2021
B
Montana 12/12/2021
B
Wyoming 12/12/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 N 9TH ST CORP EMPLOYEE BANKING AND INVESTMENTS, BOISE, ID 83702
Registered with this firm since 6/25/2019
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 N 9TH ST CORP EMPLOYEE BANKING AND INVESTMENTS, BOISE, ID 83702
Registered with this firm since 4/15/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.