• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Thomas Shay Cole
CRD#: 7049994
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 99 FEDERAL RD
DANBURY, CT 06811
Registration History
201920202021202220232024202520262 FIRMS2020 - Present (5 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Arizona 2/21/2020

B
New Hampshire 2/21/2020

B
California 2/21/2020

B
New Jersey 2/5/2020

B
Colorado 2/21/2020

B
New York 2/5/2020

B
Connecticut 2/5/2020

B
North Carolina 2/21/2020

IA
Connecticut 2/7/2020

B
Ohio 2/21/2020

B
Florida 2/21/2020

B
Pennsylvania 2/21/2020

B
Illinois 2/21/2020

B
Puerto Rico 2/21/2020

B
Indiana 2/21/2020

B
Rhode Island 2/21/2020

B
Iowa 7/9/2020

B
South Carolina 2/21/2020

B
Kansas 2/21/2020

B
Texas 2/7/2020

B
Louisiana 10/12/2020

IA
Texas 2/7/2020

B
Maine 2/21/2020

B
Vermont 2/21/2020

B
Massachusetts 2/21/2020

B
Virginia 2/21/2020

B
Minnesota 2/21/2020

B
Wisconsin 2/21/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
99 FEDERAL RD, DANBURY, CT 06811
Registered with this firm since 2/7/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
99 FEDERAL RD, DANBURY, CT 06811
Registered with this firm since 1/14/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/17/2019 - 12/05/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) TARRYTOWN, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.