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HAU YING WOO
FIONA WOO, Fiona Woo
CRD#: 7049713
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1411 CHAPIN AVENUE
BURLINGAME, CA 94010
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 REDWOOD CITY, CA
Registration History
20192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Arizona 1/7/2022

B
New Jersey 1/7/2022

B
California 10/1/2019

B
New Mexico 1/7/2022

IA
California 6/21/2021

B
New York 1/7/2022

B
Colorado 1/7/2022

B
North Carolina 1/7/2022

B
Florida 1/7/2022

B
Oregon 1/7/2022

B
Georgia 5/3/2023

B
Pennsylvania 1/7/2022

B
Hawaii 1/7/2022

B
Puerto Rico 1/7/2022

B
Illinois 1/7/2022

B
Texas 6/17/2021

B
Maryland 1/7/2022

IA
Texas 6/21/2021

B
Massachusetts 1/7/2022

B
Utah 1/7/2022

B
Michigan 7/19/2024

B
Virginia 1/7/2022

B
Nevada 1/7/2022

B
Washington 1/7/2022

B
New Hampshire 1/7/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1411 CHAPIN AVENUE, BURLINGAME, CA 94010
Registered with this firm since 6/21/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
REDWOOD CITY, CA
Registered with this firm since 6/12/2019

Previous Registration(s)
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B
02/14/2019 - 03/18/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALY CITY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.