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Brian Jacob Bergeron
CRD#: 7049412
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 2 POST OAK CENTRAL
1980 POST OAK BLVD, SUITE 1630 & 1525
HOUSTON, TX 77056-3859
Registration History
201920202021202220232024202520262 FIRMS2023 - Present (1 year)IABERGERON WEALTH MANAGEMENT CO.... (CRD# 113946)2020 - 2023 (3 years)
License(s)

State Registrations

B
Arizona 10/30/2023

B
Missouri 10/30/2023

B
Arkansas 10/30/2023

B
Montana 10/30/2023

B
California 10/30/2023

B
Nevada 10/30/2023

B
Colorado 10/30/2023

B
New Jersey 10/30/2023

B
Connecticut 10/30/2023

B
New Mexico 10/30/2023

B
Delaware 10/30/2023

B
New York 10/30/2023

B
Florida 10/30/2023

B
North Carolina 10/30/2023

B
Georgia 10/30/2023

B
Oklahoma 10/30/2023

B
Illinois 10/30/2023

IA
Texas 7/31/2023

B
Iowa 10/30/2023

B
Texas 10/23/2023

B
Louisiana 10/30/2023

B
Virginia 10/30/2023

B
Massachusetts 10/30/2023

B
Washington 10/30/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
Houston, TX
Registered with this firm since 10/3/2023

IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
Houston, TX
Registered with this firm since 7/31/2023

Previous Registration(s)
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IA
01/01/2020 - 07/30/2023 BERGERON WEALTH MANAGEMENT CO., LLC (CRD#:113946) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.