Individual Firm
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Eric Steven Bakar
CRD#: 7049037
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ROOT FINANCIAL PARTNERSCRD#: 290289 Encinitas, CA
0
Disclosures
5
Years of Experience
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State Registrations
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California 11/11/2024
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/20/2023 - 11/04/2024 | MENLO PARK, CA | |
IA | 04/29/2022 - 03/31/2023 | MENLO PARK, CA | |
IA | 08/19/2021 - 02/11/2022 | SAN FRANCISCO, CA | |
IA | 03/10/2020 - 09/01/2021 | Menlo Park, CA | |
IA | 02/04/2019 - 12/31/2019 | Menlo Park, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.