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Emily Brooke Klotz
Emily Brooke Smith, Emily Smith
CRD#: 7048629
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 236 Hamilton Rd
Cedarburg, WI 53012
Registration History
AprJulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Georgia 9/18/2023

B
Mississippi 10/14/2024

B
Illinois 9/6/2024

B
Missouri 9/6/2024

B
Indiana 8/8/2023

B
North Dakota 7/26/2023

B
Kentucky 1/10/2023

B
Ohio 6/3/2022

B
Louisiana 8/16/2023

B
Oregon 11/4/2024

B
Michigan 12/19/2022

B
Wisconsin 3/14/2022

B
Minnesota 7/26/2023

IA
Wisconsin 3/14/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
236 Hamilton Rd, Cedarburg, WI 53012
West Bend, WI
Registered with this firm since 3/14/2022

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
236 Hamilton Rd, Cedarburg, WI 53012
West Bend, WI
Registered with this firm since 2/21/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.