Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Thomas James Farenhorst
THOMAS FAHRENHORST, Thomas James Fahrenhorst
CRD#: 7048264
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 1 N Brentwood Blvd, Ste 1400
St. Louis, MO 63105
Registration History
201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Missouri 2/1/2024
IA
Missouri 2/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
1 N Brentwood Blvd, Ste 1400, St. Louis, MO 63105
Registered with this firm since 2/1/2024
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
1 N Brentwood Blvd, Ste 1400, St. Louis, MO 63105
Registered with this firm since 2/1/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/09/2021 - 09/20/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 07/09/2021 - 09/20/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 09/24/2019 - 12/11/2019 EDWARD JONES (CRD#:250) GOODLETTSVILLE, TN
B
 07/29/2019 - 12/11/2019 EDWARD JONES (CRD#:250) GOODLETTSVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.