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Detailed Report
Tyler Elder
CRD#: 7048048
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 462 S MARENGO AVE
PASADENA, CA 91101
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alaska 3/12/2025
B
Minnesota 3/10/2025
B
Arizona 5/25/2023
B
Nevada 8/7/2024
B
California 11/4/2020
B
New Jersey 5/25/2023
IA
California 11/4/2020
B
New York 8/22/2022
B
Colorado 5/25/2023
B
North Carolina 2/14/2025
B
Connecticut 7/3/2023
B
Oklahoma 11/1/2023
B
Delaware 10/22/2024
B
Pennsylvania 9/11/2023
B
Florida 8/17/2023
B
Tennessee 3/1/2024
B
Georgia 5/25/2023
B
Texas 4/28/2023
B
Idaho 8/7/2023
IA
Texas 5/1/2023
B
Iowa 1/31/2025
B
Utah 9/29/2023
B
Maine 3/1/2024
B
Washington 12/14/2023
B
Massachusetts 5/25/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
462 S MARENGO AVE, PASADENA, CA 91101
Azusa, CA
Registered with this firm since 11/4/2020
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
462 S MARENGO AVE, PASADENA, CA 91101
Azusa, CA
Registered with this firm since 6/1/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.