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MONICA AMADOR POTTS
MONICA AMADORPOTTS
CRD#: 7048005
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
201 S. BISCAYNE BLVD., 33rd FLOOR
MIAMI, FL 33131
Registration History
201920202021202220232024202520262 FIRMS2022 - Present (3 years)BOPPENHEIMER & CO. INC. (CRD# 249)2021 - 2022 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - 2021 (2 years)IAOPPENHEIMER & CO. INC. (CRD# 249)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 7/7/2022

B
Montana 7/7/2022

B
Alaska 7/7/2022

B
Nebraska 7/7/2022

B
Arizona 7/7/2022

B
Nevada 7/7/2022

B
Arkansas 7/7/2022

B
New Hampshire 7/7/2022

B
California 7/7/2022

B
New Jersey 7/7/2022

B
Colorado 7/7/2022

B
New Mexico 7/7/2022

B
Connecticut 7/7/2022

B
New York 7/7/2022

B
Delaware 7/7/2022

B
North Carolina 7/7/2022

B
District of Columbia 7/7/2022

B
North Dakota 7/7/2022

B
Florida 7/7/2022

B
Ohio 7/8/2022

IA
Florida 7/8/2022

B
Oklahoma 7/7/2022

B
Georgia 7/7/2022

B
Oregon 7/7/2022

B
Hawaii 7/7/2022

B
Pennsylvania 7/7/2022

B
Idaho 7/7/2022

B
Puerto Rico 7/7/2022

B
Illinois 7/7/2022

B
Rhode Island 7/7/2022

B
Indiana 7/7/2022

B
South Carolina 7/7/2022

B
Iowa 7/7/2022

B
South Dakota 7/7/2022

B
Kansas 7/7/2022

B
Tennessee 7/7/2022

B
Kentucky 7/7/2022

B
Texas 7/7/2022

B
Louisiana 7/7/2022

B
Utah 7/7/2022

B
Maine 7/7/2022

B
Vermont 7/7/2022

B
Maryland 7/7/2022

B
Virgin Islands 7/7/2022

B
Massachusetts 7/7/2022

B
Virginia 7/7/2022

B
Michigan 7/7/2022

B
Washington 7/7/2022

B
Minnesota 7/7/2022

B
West Virginia 7/7/2022

B
Mississippi 7/7/2022

B
Wisconsin 7/7/2022

B
Missouri 7/7/2022

B
Wyoming 7/7/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE National, Inc.

B
NYSE Texas, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 201 S. BISCAYNE BLVD., 33rd FLOOR, MIAMI, FL 33131
MIAMI, FL
Registered with this firm since 7/8/2022

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 201 S. BISCAYNE BLVD., 33rd FLOOR, MIAMI, FL 33131
MIAMI, FL
Registered with this firm since 7/7/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/31/2022 - 05/20/2022 OPPENHEIMER & CO. INC. (CRD#:249) MIAMI, FL
B
10/08/2021 - 05/20/2022 OPPENHEIMER & CO. INC. (CRD#:249) MIAMI, FL
B
01/15/2019 - 10/06/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CORAL GABLES, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.