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MICHAEL FRANCIS CARROLL
Michael Carroll
CRD#: 7046379
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1520 MAIN ST, STE 201
WARRINGTON, PA 18976-3401
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1520 MAIN ST, STE 201
WARRINGTON, PA 18976-3401
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Delaware 10/21/2019

B
Pennsylvania 4/17/2019

B
Florida 10/21/2019

IA
Pennsylvania 10/23/2019

B
New Jersey 10/21/2019

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1520 MAIN ST, STE 201, WARRINGTON, PA 18976-3401
Registered with this firm since 10/23/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1520 MAIN ST, STE 201, WARRINGTON, PA 18976-3401
BENSALEM, PA
Registered with this firm since 2/11/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.