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DOUGLAS GEORGE NEWMAN
CRD#: 704498
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 VENICE, FL
Registration History
19801985199019952000200520102015202020252 FIRMS1996 - Present (28 years)BSENTINEL FINANCIAL SERVICES CO... (CRD# 31175)1993 - 1996 (3 years)BEQUITY SERVICES, INC. (CRD# 265)1983 - 1994 (11 years)BFIDELITY DISTRIBUTORS CORPORATION (CRD# 6848)1980 - 1982 (2 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1981 - 1982 (1 year)IADBA PINNACLE ADVISORS (CRD# 115921)1994 - 2014 (20 years)
License(s)

State Registrations

B
Arizona 7/14/2005

B
North Carolina 3/12/2007

B
California 6/1/2000

B
Ohio 8/26/2013

B
Colorado 2/25/2016

B
Oregon 5/25/2010

B
Connecticut 4/12/1999

B
Pennsylvania 2/22/2007

B
Florida 6/27/2000

B
Rhode Island 1/4/2010

IA
Florida 11/20/2020

B
South Dakota 8/29/2024

B
Georgia 7/7/2023

B
Tennessee 11/5/2024

B
Indiana 5/30/2024

B
Texas 3/8/2023

B
Maine 2/24/2023

IA
Texas 10/25/2023

B
Massachusetts 10/21/1997

B
Vermont 3/22/1996

B
Montana 1/30/2018

IA
Vermont 4/4/1996

B
New Hampshire 2/19/1998

B
Virginia 6/13/2019

B
New Jersey 10/19/2018

B
Washington 5/29/2002

B
New York 5/29/1996

B
Wisconsin 6/11/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
VENICE, FL
SHELBURNE, VT
Registered with this firm since 4/4/1996

B
LPL FINANCIAL LLC (CRD#:6413)
VENICE, FL
SHELBURNE, VT
Registered with this firm since 3/22/1996

Previous Registration(s)
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IA
11/08/1994 - 12/03/2014 DBA PINNACLE ADVISORS (CRD#:115921) STOWE, VT
B
03/21/1993 - 03/27/1996 SENTINEL FINANCIAL SERVICES COMPANY (CRD#:31175) MONTPELIER, VT
B
02/16/1983 - 11/09/1994 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
B
02/22/1980 - 06/22/1982 FIDELITY DISTRIBUTORS CORPORATION (CRD#:6848)
B
05/12/1981 - 06/03/1982 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.