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Ramona Deean Delarosa
Ramona Deean Alcoser
CRD#: 7044898
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 655 W BROADWAY 12TH FL
San Diego, CA 92101
San Diego, CA 92101
CETERA ADVISORS LLCCRD#: 10299 655 W BROADWAY12TH FL
SAN DIEGO, CA 92101
SAN DIEGO, CA 92101
0
Disclosures
1
Year of Experience
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State Registrations
IA
California 4/15/2024
B
California 4/1/2025
SRO Registrations
B
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IA
Registered with this firm since 4/15/2024
B
Registered with this firm since 7/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/03/2023 - 04/01/2025 | SAN DIEGO, CA | |
B | 07/03/2023 - 04/01/2025 | SAN DIEGO, CA | |
B | 07/03/2023 - 04/01/2025 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.