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THOMAS HARRY EADES
CRD#: 704136
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 100 CRESCENT COURT
SUITE 1500
DALLAS, TX 75201-1871
Registration History
1980198519901995200020052010201520202025IARBC CAPITAL MARKETS, LLC (CRD# 31194)2002 - Present (22 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)1998 - Present (26 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1998 - 1998 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1986 - 1998 (11 years)BROTAN MOSLE INC. (CRD# 727)1980 - 1986 (6 years)
Disclosure(s)
View By:
3/29/2018
Customer Dispute
Denied
2/13/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 3/2/1998

B
Maryland 3/2/1998

B
California 3/2/1998

B
Michigan 6/2/2017

B
Colorado 3/2/1998

B
Missouri 3/2/1998

B
Connecticut 4/17/2023

B
New York 3/2/1998

B
Florida 3/2/1998

B
Oklahoma 6/18/2012

B
Georgia 3/2/1998

B
Rhode Island 2/2/2023

B
Hawaii 8/25/2011

B
Tennessee 5/5/2021

B
Illinois 3/2/1998

B
Texas 3/2/1998

B
Kentucky 4/21/2017

IA
Texas 2/23/2005

B
Louisiana 8/30/2019

B
Virginia 3/2/1998

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
DALLAS, TX
Registered with this firm since 6/13/2002

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
DALLAS, TX
Registered with this firm since 3/2/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/02/1998 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
07/02/1986 - 01/02/1998 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
01/19/1980 - 07/09/1986 ROTAN MOSLE INC. (CRD#:727)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.