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Detailed Report
RAZAN GHATANI
Razan I Freitekh
CRD#: 7041179
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13715 CONLAN CIR
CHARLOTTE, NC 28277
Registration History
201620172018201920202021202220232024202520262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - 2020 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2020 (<1 year)
Disclosure(s)
View By:
8/1/2018
Financial
Final
9/13/2016
Financial
Final
License(s)

State Registrations

B
North Carolina 10/24/2022
B
South Carolina 4/11/2023
IA
North Carolina 10/25/2022
B
Tennessee 7/24/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13715 CONLAN CIR, CHARLOTTE, NC 28277
Registered with this firm since 10/25/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13715 CONLAN CIR, CHARLOTTE, NC 28277
Registered with this firm since 10/24/2022
Previous Registration(s)
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IA
 10/12/2021 - 10/12/2022 ALLY INVEST ADVISORS (CRD#:170301) Indian Land, SC
B
 06/24/2021 - 10/12/2022 ALLY INVEST SECURITIES LLC (CRD#:136131) CHARLOTTE, NC
IA
 10/06/2020 - 06/09/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Rock Hill, SC
B
 10/02/2020 - 06/09/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Rock Hill, SC
IA
 03/11/2020 - 09/01/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
B
 03/29/2019 - 09/01/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.