Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Stephanie Dawn Keven
CRD#: 7040496
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 9800 W Skye Canyon Park Dr
Ste 140
Las Vegas, NV 89166
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 9800 W Skye Canyon Park Dr
Ste 140
Las Vegas, NV 89166
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 9/13/2022
B
Nevada 9/13/2022
IA
Arizona 11/22/2022
IA
Nevada 11/21/2022
B
California 9/13/2022
B
Utah 9/13/2022
IA
California 11/8/2022
IA
Utah 11/8/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
9800 W Skye Canyon Park Dr Ste 140, Las Vegas, NV 89166
Henderson, NV
Registered with this firm since 11/8/2022
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
9800 W Skye Canyon Park Dr Ste 140, Las Vegas, NV 89166
Henderson, NV
Registered with this firm since 7/19/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.