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Rafael Rodriguez
CRD#: 7040478
IA
B
EDWARD JONESCRD#: 250 2524 W Trenton Rd
Edinburg, TX 78539
Edinburg, TX 78539
0
Disclosures
5
Years of Experience
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State Registrations
B
Arizona 10/18/2023
B
North Carolina 11/27/2023
B
Colorado 11/27/2023
B
South Carolina 11/27/2023
B
Florida 11/27/2023
B
Tennessee 11/27/2023
B
Illinois 11/27/2023
B
Texas 8/1/2023
B
Michigan 11/27/2023
IA
Texas 8/1/2023
B
New York 11/27/2023
B
Virginia 11/27/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/1/2023
B
Registered with this firm since 5/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/24/2019 - 05/01/2023 | MISSION, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.