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Detailed Report
CHASE WILLIAM CULLISON
Chase W Cullison, Chase Cullison
CRD#: 7040076
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 930 BAY RIDGE RD
ANNAPOLIS, MD 21403
Registration History
201920202021202220232024202520262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (1 year)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2019 - 2021 (1 year)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2020 - 2021 (1 year)
License(s)

State Registrations

B
District of Columbia 2/27/2024
IA
Maryland 2/27/2024
B
Maryland 2/27/2024
B
Virginia 2/27/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
930 BAY RIDGE RD, ANNAPOLIS, MD 21403
Registered with this firm since 2/27/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
930 BAY RIDGE RD, ANNAPOLIS, MD 21403
Registered with this firm since 2/27/2024
Previous Registration(s)
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IA
 01/18/2023 - 02/06/2024 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) Owings Mills, MD
B
 01/18/2023 - 02/06/2024 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) OWINGS MILLS, MD
IA
 01/31/2020 - 05/10/2021 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) OWINGS MILLS, MD
B
 07/03/2019 - 05/10/2021 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) OWINGS MILLS, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.