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McGuire William Saffin
McGuire Saffin
CRD#: 7039062
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 11/5/2019

B
Minnesota 11/5/2019

B
Alaska 6/25/2020

B
Mississippi 8/10/2020

B
Arizona 11/5/2019

B
Missouri 11/5/2019

B
Arkansas 11/5/2019

B
Montana 4/29/2022

B
California 11/5/2019

B
Nevada 11/5/2019

B
Colorado 11/5/2019

B
New Jersey 11/5/2019

B
Connecticut 11/5/2019

B
New Mexico 11/5/2019

B
Delaware 11/5/2019

B
New York 11/5/2019

B
District of Columbia 1/9/2020

B
North Carolina 11/5/2019

B
Florida 11/5/2019

B
Ohio 11/5/2019

B
Georgia 11/5/2019

B
Oklahoma 11/5/2019

B
Hawaii 4/1/2022

B
Oregon 11/5/2019

B
Idaho 11/5/2019

B
Pennsylvania 11/5/2019

B
Illinois 11/4/2019

B
Rhode Island 11/5/2019

IA
Illinois 11/4/2019

B
South Carolina 11/5/2019

B
Indiana 11/5/2019

B
Tennessee 11/5/2019

B
Iowa 11/5/2019

B
Texas 11/5/2019

B
Kansas 7/15/2021

IA
Texas 11/5/2019

B
Kentucky 1/9/2020

B
Utah 11/5/2019

B
Louisiana 11/5/2019

B
Virgin Islands 7/23/2021

B
Maine 8/15/2024

B
Virginia 11/5/2019

B
Maryland 11/5/2019

B
Washington 11/5/2019

B
Massachusetts 11/5/2019

B
Wisconsin 11/5/2019

B
Michigan 11/5/2019

B
Wyoming 6/18/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/4/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 7/6/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.