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SEAN PATRICK WHALEN
CRD#: 7037548
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 33200 W TWELVE MILE RD
FARMINGTON HILLS, MI 48334
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 6/20/2019

B
Missouri 6/20/2019

B
Alaska 5/1/2019

B
Montana 6/20/2019

B
Arizona 6/20/2019

B
Nebraska 6/20/2019

B
Arkansas 6/20/2019

B
Nevada 6/20/2019

B
California 6/20/2019

B
New Hampshire 6/25/2019

B
Colorado 6/20/2019

B
New Jersey 6/20/2019

B
Connecticut 6/20/2019

B
New Mexico 6/20/2019

B
Delaware 6/20/2019

B
New York 6/20/2019

B
District of Columbia 6/20/2019

B
North Carolina 6/20/2019

B
Florida 6/20/2019

B
North Dakota 5/25/2021

B
Georgia 6/20/2019

B
Ohio 6/20/2019

B
Hawaii 6/20/2019

B
Oklahoma 6/20/2019

B
Idaho 6/20/2019

B
Oregon 6/20/2019

B
Illinois 6/20/2019

B
Pennsylvania 6/20/2019

B
Indiana 6/20/2019

B
Puerto Rico 2/11/2020

B
Iowa 6/25/2019

B
Rhode Island 3/23/2020

B
Kansas 6/20/2019

B
South Carolina 6/20/2019

B
Kentucky 6/20/2019

B
South Dakota 6/20/2019

B
Louisiana 6/20/2019

B
Tennessee 5/6/2019

B
Maine 6/20/2019

B
Texas 6/20/2019

B
Maryland 6/20/2019

IA
Texas 6/24/2019

B
Massachusetts 6/20/2019

B
Utah 6/20/2019

B
Michigan 3/28/2019

B
Virginia 6/20/2019

IA
Michigan 4/4/2019

B
Washington 6/20/2019

B
Minnesota 6/20/2019

B
West Virginia 6/20/2019

B
Mississippi 6/20/2019

B
Wisconsin 6/20/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
33200 W TWELVE MILE RD, FARMINGTON HILLS, MI 48334
Registered with this firm since 4/4/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
33200 W TWELVE MILE RD, FARMINGTON HILLS, MI 48334
Registered with this firm since 1/15/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.