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Neha U Dixit
Neha Dixit
CRD#: 7037142
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 320 SAN BENITO ST
HOLLISTER, CA 95023
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 9/12/2022

B
Oregon 9/12/2022

B
California 8/19/2022

B
Texas 9/12/2022

IA
California 8/19/2022

IA
Texas 9/15/2022

B
Florida 9/12/2022

B
Washington 9/12/2022

B
Nevada 9/12/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
320 SAN BENITO ST, HOLLISTER, CA 95023
101 VINEYARD TOWN CTR, MORGAN HILL, CA 95037
Registered with this firm since 8/19/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
320 SAN BENITO ST, HOLLISTER, CA 95023
101 VINEYARD TOWN CTR, MORGAN HILL, CA 95037
Registered with this firm since 6/14/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.