Individual Firm
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PAUL ANTAL
Paul J Antal
CRD#: 7036222
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 136 WEST STREETSBORO ST
HUDSON, OH 44236
HUDSON, OH 44236
0
Disclosures
6
Years of Experience
View By:
State Registrations
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Arizona 8/16/2024
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Ohio 11/29/2023
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California 10/30/2024
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Ohio 11/29/2023
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Florida 8/16/2024
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Texas 11/29/2023
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Michigan 11/1/2024
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Texas 11/29/2023
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New Mexico 5/13/2024
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Washington 12/9/2024
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North Carolina 11/29/2023
SRO Registrations
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Registered with this firm since 11/29/2023
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Registered with this firm since 11/29/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/29/2019 - 12/04/2023 | Richfield, OH | |
B | 03/18/2019 - 12/04/2023 | Richfield, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.